At Harkins Wealth Management our mission is to be your most trusted advisor through our professional knowledge, a close working relationship that builds on-going trust, and our personalized service based on your needs. Our firm was founded on core values: trust, loyalty, hard work and communication.
When we manage your finances, you receive all this and more. We call it True Balance: Life. Money. Balance Both.
Our goal is to help our clients find True Balance by working together to identify what is most important in their lives. From the moment you walk in the door, you are treated like family; we have a unique relationship with our clients. We make it our business to know your aspirations and dreams, so we can help you pursue them. Our belief is that the journey to financial security is based on this balance along with trust and clarity around the entire planning process. Let us show you how we can add value to your life.
We are dedicated to serving individuals, families, business owners, and non-profits by offering advice, Wealth Vision, retirement income planning and comprehensive financial planning* that meets your goals and objectives.
If you are like many investors out there, you may be watching key financial markets from a distance, still unsettled by the downturn of several years ago and left wondering about your investment strategy. This is not the moment for you to be passive—now is a great time to assess your situation, explore the current landscape, and make sure you are capitalizing on available opportunities so they don’t pass you by. I invite you to watch this brief video, which illustrates today’s investment environment.
Our Responsibility as a Fiduciary
Rule 206(3)-2 of the Investment Advisers Act of 1940 requires that advisors act ‘in the best interest of the advisory client.’ Here at HWM we work closely to understand your defined investment objectives, your current financial situation and on-going investment needs. We use a client profile and a personal client interview as our tools. In addition, we meet face-to-face with clients at least two times a year in addition to proactive phone and email contact.
As the financial advisor of an advisory account, we assume the responsibility of a fiduciary. This obligation comes with a heightened level of responsibility requiring HWM to act in the best interest of our clients at all times. We exercise this fiduciary duty through appropriately managing accounts based on each client’s financial circumstances and investment objective and provide unbiased and impartial advice.
Through the advisory platform, available through LPL Financial, there is a fiduciary duty that is generally considered the highest legal duty that one party can have to another. With this fiduciary responsibility, we have an affirmative duty of care, loyalty, honesty, and good faith to act in the best interests of our clients. This duty is provided on an ongoing basis throughout the advisory relationship we develop.
Consider Harkins Wealth Management to experience with us –
True Balance: Life. Money. Balance both.
|* Financial planning and securities offered through LPL Financial. Member FINRA / SIPC.The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: RI, MA, CT, DE, FL, ME, NJ, OH, PA, NY.|